General information about company
Scrip code	512344
NSE Symbol	Not applicable
MSEI Symbol	Not applicable
ISIN	INE068C01015
Name of the company	ARAVALI SECURITIES AND FINANCE LIMITED
Whether company is SME	No
Class of Security	Equity Shares
Type of report	Quarterly
Quarter Ended / Half year ended/Date of Report (For Prelisting / Allotment)	31-12-2020
Date of allotment / extinguishment (in case Capital Restructuring selected) / Listing Date
Shareholding pattern filed under	Regulation 31 (1) (b)
Whether the listed entity is Public Sector Undertaking (PSU)?	No

Declaration
Sr. No.	Particular	Yes/No	Promoter and Promoter Group	Public shareholder	Non Promoter- Non Public
1	Whether the Listed Entity has issued any partly paid up shares?	No	No	No	No
2	Whether the Listed Entity has issued any Convertible Securities ?	No	No	No	No
3	Whether the Listed Entity has issued any Warrants ?	No	No	No	No
4	Whether the Listed Entity has any shares against which depository receipts are issued?	No	No	No	No
5	Whether the Listed Entity has any shares in locked-in?	No	No	No	No
6	Whether any shares held by promoters are pledge or otherwise encumbered?	No	No
7	Whether company has equity shares with differential voting rights?	No	No	No	No
8	Whether the listed entity has any significant beneficial owner?	No

Table I - Summary Statement holding of specified securities
Category (I)	Category of shareholder (II)	Nos. Of shareholders (III)	No. of fully paid up equity shares held (IV)	No. Of Partly paid-up equity shares held (V)	No. Of shares underlying Depository Receipts (VI)	Total nos. shares held (VII) = (IV)+(V)+ (VI)	Shareholding as a % of total no. of shares (calculated as per SCRR, 1957) (VIII) As a % of (A+B+C2)	Number of Voting Rights held in each class of securities (IX)
								No of Voting (XIV) Rights			Total as a % of (A+B+C)
								Class eg: X	Class eg:y	Total
(A)	Promoter & Promoter Group	3	6770863			6770863	44.68	6770863		6770863	64.33
(B)	Public	15911	8382687			8382687	55.32	3754006		3754006	35.67
(C)	Non Promoter- Non Public	1	300			300		300		300	0
(C1)	Shares underlying DRs	1	300			300		300		300	0
(C2)	Shares held by Employee Trusts
	Total	15915	15153850			15153850	100	10525169		10525169	100

Table I - Summary Statement holding of specified securities
Category (I)	Category of shareholder (II)	No. Of Shares Underlying Outstanding convertible securities (X)	No. of Shares Underlying Outstanding Warrants (Xi)	No. Of Shares Underlying Outstanding convertible securities and No. Of Warrants (Xi) (a)	Shareholding , as a % assuming full conversion of convertible securities ( as a percentage of diluted share capital) (XI)= (VII)+(X) As a % of (A+B+C2)	Number of Locked in shares (XII)		Number of Shares pledged or otherwise encumbered (XIII)		Number of equity shares held in dematerialized form (XIV)
						No. (a)	As a % of total Shares held (b)	No. (a)	As a % of total Shares held (b)
(A)	Promoter & Promoter Group				44.68					6770863
(B)	Public				55.32					5955406
(C)	Non Promoter- Non Public									300
(C1)	Shares underlying DRs									300
(C2)	Shares held by Employee Trusts
	Total				100					12726569

Table II - Statement showing shareholding pattern of the Promoter and Promoter Group
Sr.	Category & Name of the Shareholders (I)		Nos. Of shareholders (III)	No. of fully paid up equity shares held (IV)	No. Of Partly paid-up equity shares held (V)	No. Of shares underlying Depository Receipts (VI)	Total nos. shares held (VII) = (IV)+(V)+ (VI)	Shareholding as a % of total no. of shares (calculated as per SCRR, 1957) (VIII) As a % of (A+B+C2)	Number of Voting Rights held in each class of securities (IX)
									No of Voting (XIV) Rights			Total as a % of Total Voting rights
									Class eg: X	Class eg:y	Total
A	Table II - Statement showing shareholding pattern of the Promoter and Promoter Group
(1)	Indian
(a)	Individuals/Hindu undivided Family		2	1052260			1052260	6.94	1052260		1052260	10
Sub-Total (A)(1)			2	1052260			1052260	6.94	1052260		1052260	10
(2)	Foreign
(a)	Individuals (NonResident Individuals/ Foreign Individuals)		1	5718603			5718603	37.74	5718603		5718603	54.33
Sub-Total (A)(2)			1	5718603			5718603	37.74	5718603		5718603	54.33
Total Shareholding of Promoter and Promoter Group (A)=(A)(1)+(A)(2)			3	6770863			6770863	44.68	6770863		6770863	64.33
B	Table III - Statement showing shareholding pattern of the Public shareholder
(1)	Institutions
(f)	Financial Institutions/ Banks		7	12905			12905	0.09	12905		12905	0.12
Sub-Total (B)(1)			7	12905			12905	0.09	12905		12905	0.12
( 3 )	Non-institutions
(a(i))	Individuals - i.Individual shareholders holding nominal share capital up to Rs. 2 lakhs.		15629	4628681			4628681	30.55	0		0	0
(a(ii))	Individuals - ii. Individual shareholders holding nominal share capital in excess of Rs. 2 lakhs.		22	1285011			1285011	8.48	1285011		1285011	12.21
(e)	Any Other (specify)		253	2456090			2456090	16.21	2456090		2456090	23.34
Sub-Total (B)(3)			15904	8369782			8369782	55.23	3741101		3741101	35.54
Total Public Shareholding (B)=(B)(1)+(B)(2)+(B)(3)			15911	8382687			8382687	55.32	3754006		3754006	35.67
C	Table IV - Statement showing shareholding pattern of the Non Promoter- Non Public shareholder
( 1 )	Custodian/DR Holder - Name of DR Holders (If Available)		1	300			300		300		300	0
Total NonPromoter- Non Public Shareholding (C)= (C)(1)+(C)(2)			1	300			300		300		300	0
Total ( A+B+C2 )			15914	15153550			15153550	100	10524869		10524869	100
Total (A+B+C )			15915	15153850			15153850	100	10525169		10525169	100

Table II - Statement showing shareholding pattern of the Promoter and Promoter Group
Sr.	No. Of Shares Underlying Outstanding convertible securities (X)	No. of Shares Underlying Outstanding Warrants (Xi)	No. Of Shares Underlying Outstanding convertible securities and No. Of Warrants (Xi) (a)	Shareholding , as a % assuming full conversion of convertible securities ( as a percentage of diluted share capital) (XI)= (VII)+(X) As a % of (A+B+C2)	Number of Locked in shares (XII)		Number of Shares pledged or otherwise encumbered (XIII)		Number of equity shares held in dematerialized form (XIV)
					No. (a)	As a % of total Shares held (b)	No. (a)	As a % of total Shares held (b)
A	Table II - Statement showing shareholding pattern of the Promoter and Promoter Group
(1)	Indian
(a)				6.94					1052260
Sub-Total (A)(1)				6.94					1052260
(2)	Foreign
(a)				37.74					5718603
Sub-Total (A)(2)				37.74					5718603
Total Shareholding of Promoter and Promoter Group (A)=(A)(1)+(A)(2)				44.68					6770863
B	Table III - Statement showing shareholding pattern of the Public shareholder
(1)	Institutions
(f)				0.09					8405
Sub-Total (B)(1)				0.09					8405
( 3 )	Non-institutions
(a(i))				30.55					2339696
(a(ii))				8.48					1173661
(e)				16.21					2433644
Sub-Total (B)(3)				55.23					5947001
Total Public Shareholding (B)=(B)(1)+(B)(2)+(B)(3)				55.32					5955406
C	Table IV - Statement showing shareholding pattern of the Non Promoter- Non Public shareholder
( 1 )									300
Total NonPromoter- Non Public Shareholding (C)= (C)(1)+(C)(2)									300
Total ( A+B+C2 )				100					12726269
Total (A+B+C )				100					12726569

Individuals/Hindu undivided Family
Searial No.	1	2
Name of the Shareholders (I)	ANUPAM PODDAR	DEVASHISH PODDAR	Click here to go back
PAN (II)	AAAPP1130A	AABHD8589C	Total
No. of fully paid up equity shares held (IV)	652260	400000	1052260
No. Of Partly paid-up equity shares held (V)
No. Of shares underlying Depository Receipts (VI)
Total nos. shares held (VII) = (IV)+(V)+ (VI)	652260	400000	1052260
Shareholding as a % of total no. of shares (calculated as per SCRR, 1957) (VIII) As a % of (A+B+C2)	4.3	2.64	6.94
Number of Voting Rights held in each class of securities (IX)
Class eg:X	652260	400000	1052260
Class eg:y
Total	652260	400000	1052260
Total as a % of Total Voting rights	6.2	3.8	10
No. Of Shares Underlying Outstanding convertible securities (X)
No. of Shares Underlying Outstanding Warrants (Xi)
No. Of Shares Underlying Outstanding convertible securities and No. Of Warrants (Xi) (a)
Shareholding , as a % assuming full conversion of convertible securities (as a percentage of diluted share capital) (XI)= (VII)+(Xi)(a) As a % of (A+B+C2)	4.3	2.64	6.94
Number of Locked in shares (XII)
No. (a)
As a % of total Shares held (b)
Number of Shares pledged or otherwise encumbered (XIII)
No. (a)
As a % of total Shares held (b)
Number of equity shares held in dematerialized form (XIV)	652260	400000	1052260
Reason for not providing PAN
Reason for not providing PAN
Shareholder type	Promoter	Promoter

Individuals (NonResident Individuals/ Foreign Individuals)
Searial No.	1
Name of the Shareholders (I)	CHANDRA LEKHA PODDAR	Click here to go back
PAN (II)	AFPPP6447Q	Total
No. of fully paid up equity shares held (IV)	5718603	5718603
No. Of Partly paid-up equity shares held (V)
No. Of shares underlying Depository Receipts (VI)
Total nos. shares held (VII) = (IV)+(V)+ (VI)	5718603	5718603
Shareholding as a % of total no. of shares (calculated as per SCRR, 1957) (VIII) As a % of (A+B+C2)	37.74	37.74
Number of Voting Rights held in each class of securities (IX)
Class eg: X	5718603	5718603
Class eg:y
Total	5718603	5718603
Total as a % of Total Voting rights	54.33	54.33
No. Of Shares Underlying Outstanding convertible securities (X)
No. of Shares Underlying Outstanding Warrants (Xi)
No. Of Shares Underlying Outstanding convertible securities and No. Of Warrants (Xi) (a)
Shareholding , as a % assuming full conversion of convertible securities (as a percentage of diluted share capital) (XI)= (VII)+(X) As a % of (A+B+C2)	37.74	37.74
Number of Locked in shares (XII)
No. (a)
As a % of total Shares held (b)
Number of Shares pledged or otherwise encumbered (XIII)
No. (a)
As a % of total Shares held (b)
Number of equity shares held in dematerialized form (XIV)	5718603	5718603
Reason for not providing PAN
Reason for not providing PAN
Shareholder type	Promoter

Individuals - ii. Individual shareholders holding nominal share capital in excess of Rs. 2 lakhs.
Searial No.	1	2
Name of the Shareholders (I)	ANAND KUMAR KESARI	PUBLIC	Click here to go back
PAN (II)	AAEPK0116F	ZZZZZ9999Z	Total
No. of fully paid up equity shares held (IV)	333853	951158	1285011
No. Of Partly paid-up equity shares held (V)
No. Of shares underlying Depository Receipts (VI)
Total nos. shares held (VII) = (IV)+(V)+ (VI)	333853	951158	1285011
Shareholding as a % of total no. of shares (calculated as per SCRR, 1957) (VIII) As a % of (A+B+C2)	2.2	6.28	8.48
Number of Voting Rights held in each class of securities (IX)
Class eg: X	333853	951158	1285011
Class eg:y
Total	333853	951158	1285011
Total as a % of Total Voting rights	3.17	9.04	12.21
No. Of Shares Underlying Outstanding convertible securities (X)
No. of Shares Underlying Outstanding Warrants (Xi)
No. Of Shares Underlying Outstanding convertible securities and No. Of Warrants (Xi) (a)
Shareholding , as a % assuming full conversion of convertible securities (as a percentage of diluted share capital) (XI)= (VII)+(X) As a % of (A+B+C2)	2.2	6.28	8.48
Number of Locked in shares (XII)
No. (a)
As a % of total Shares held (b)
Number of equity shares held in dematerialized form (XIV)	333853	839808	1173661
Reason for not providing PAN
Reason for not providing PAN		Textual Information(1)

Text Block
Textual Information(1)	PUBLIC HOLDING

Any Other (specify)
Searial No.	1	2	3	4	5
Category	Bodies Corporate	Non-Resident Indian (NRI)	HUF	Trusts	Others
Category / More than 1 percentage	Category	Category	Category	Category	Category
Name of the Shareholders (I)					CLEARING MEMBERS/HOUSE	Click here to go back
PAN (II)						Total
No. of the Shareholders (I)	129	21	98	1	4	253
No. of fully paid up equity shares held (IV)	2135017	21715	290507	1650	7201	2456090
No. Of Partly paid-up equity shares held (V)
No. Of shares underlying Depository Receipts (VI)
Total nos. shares held (VII) = (IV)+(V)+ (VI)	2135017	21715	290507	1650	7201	2456090
Shareholding as a % of total no. of shares (calculated as per SCRR, 1957) (VIII) As a % of (A+B+C2)	14.09	0.14	1.92	0.01	0.05	16.21
Number of Voting Rights held in each class of securities (IX)
Class eg: X	2135017	21715	290507	1650	7201	2456090
Class eg:y
Total	2135017	21715	290507	1650	7201	2456090
Total as a % of Total Voting rights	20.28	0.21	2.76	0.02	0.07	23.34
No. Of Shares Underlying Outstanding convertible securities (X)
No. of Shares Underlying Outstanding Warrants (Xi)
No. Of Shares Underlying Outstanding convertible securities and No. Of Warrants (Xi) (a)
Shareholding , as a % assuming full conversion of convertible securities (as a percentage of diluted share capital) (XI)= (VII)+(X) As a % of (A+B+C2)	14.09	0.14	1.92	0.01	0.05	16.21
Number of Locked in shares (XII)
No. (a)
As a % of total Shares held (b)
Number of equity shares held in dematerialized form (XIV)	2112571	21715	290507	1650	7201	2433644
Reason for not providing PAN
Reason for not providing PAN

Sr. No.Details of the SBODetails of the registered ownerDetails of holding/ exercise of right of the SBO in the reporting company, whether direct or indirect*:Date of creation / acquisition of significant beneficial interestNamePAN Passport No. in case of a foreign nationalNationalityNationality (Applicable in case of Any other is selected)NamePAN Passport No. in case of a foreign nationalNationalityNationality (Applicable in case of Any other is selected)Whether by virtue of:SharesVoting rightsRights on distributable dividend or any other distributionExercise of controlExercise of significant influence